-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MmcZbq7vHlW76h4vkJ/SmQqKCULv9l2BsIXYKWYNw+OTYzWVLg3neHinxhK6s9dN YXftTBTbDkG1DZJsr0uAsQ== 0000950134-99-002928.txt : 19990415 0000950134-99-002928.hdr.sgml : 19990415 ACCESSION NUMBER: 0000950134-99-002928 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990414 GROUP MEMBERS: ELLA MAE BARQ GROUP MEMBERS: PEOPLES FINANCIAL CORP EMP STK OWNERSHIP PLAN GROUP MEMBERS: SWETMAN CHEVIS C SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLES FINANCIAL CORP /MS/ CENTRAL INDEX KEY: 0000770460 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 640709834 STATE OF INCORPORATION: MS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49651 FILM NUMBER: 99593453 BUSINESS ADDRESS: STREET 1: 152 LAMEUSE STREET STREET 2: P O BOX 529 CITY: BILOXI STATE: MS ZIP: 39530 BUSINESS PHONE: 6014355511 MAIL ADDRESS: STREET 1: P O BOX 529 STREET 2: PO BOX 559 CITY: BILOXI STATE: MS ZIP: 39533-0529 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SWETMAN CHEVIS C CENTRAL INDEX KEY: 0001084222 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1210 BEACH BLVD CITY: BILOXI STATE: MS ZIP: 39530 BUSINESS PHONE: 2284355511 MAIL ADDRESS: STREET 1: 1210 BEACH BLVD CITY: BILOXI STATE: MS ZIP: 39530 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Peoples Financial Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) Not applicable - -------------------------------------------------------------------------------- (CUSIP Number) 2 Item 1: Reporting Person - Ella Mae Barq Item 4: Citizenship or Place of Organization - United States of America Item 5: Number of Shares Beneficially Owned with Sole Voting Power - 227,120 Item 6: Number of Shares Beneficially Owned with Shared Voting Power - None Item 7: Number of Shares Beneficially Owned with Sole Dispositive Power - 227,120 Item 8: Number of Shares Beneficially Owned with Shared Dispositive Power - None Item 9: Aggregate Amount Beneficially Owned by each Reporting Person - 227,120 Item 11: Percent of Class Represented by Amount in Item 9 - 7.7% Item 12: Type of Reporting Person - IN Item 1: Reporting Person - Chevis C. Swetman Item 4: Citizenship or Place of Organization - United States of America Item 5: Number of Shares Beneficially Owned with Sole Voting Power - 254,294 Item 6: Number of Shares Beneficially Owned with Shared Voting Power - 241,508 Item 7: Number of Shares Beneficially Owned with Sole Dispositive Power - 254,294 Item 8: Number of Shares Beneficially Owned with Shared Dispositive Power - 241,508 Item 9: Aggregate Amount Beneficially Owned by each Reporting Person - 495,802 Item 11: Percent of Class Represented by Amount in Item 9 - 16.8% Item 12: Type of Reporting Person - IN Item 1: Reporting Person - Peoples Financial Corporation Employee Stock Ownership Plan (Tax ID: 64-0791736) Item 4: Citizenship or Place of Organization - State of Mississippi Item 5: Number of Shares Beneficially Owned with Sole Voting Power - None Item 6: Number of Shares Beneficially Owned with Shared Voting Power - 387,626 Item 7: Number of Shares Beneficially Owned with Sole Dispositive Power - 387,626 Item 8: Number of Shares Beneficially Owned with Shared Dispositive Power - None Item 9: Aggregate Amount Beneficially Owned by each Reporting Person - 387,626 Item 11: Percent of Class Represented by Amount in Item 9 - 13.1% Item 12: Type of Reporting Person - EP 3 SCHEDULE 13G - TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) or 13d-2(b) Item 1(a). Name of Issuer Peoples Financial Corporation Item 1(b). Name of Issuer's Principal Executive Offices: Howard and Lameuse Streets Biloxi, MS 39530 Item 2(a). Name of Person Filing: Chevis C. Swetman Item 2(b). Address or Principal Business Office or, if None, Residence: 1210 Beach Blvd., Biloxi, Mississippi 39530 Item 2(c). Citizenship: United States of America Item 2(d). Title of Class of Securities: Common stock Item 2(e). CUSIP Number: Not applicable Item 3. This statement is filed pursuant to Rule 13d-1(c) for Mrs. Barq and Mr. Swetman as individuals. This statement is filed pursuant to Rule 13d-1(b)(1)(ii)(F) for Peoples Financial Corporation Employee Stock Ownership Plan, which is an employee benefit plan. Item 4. Ownership (a) Amount Beneficially Owned: 495,802 (b) Percent of Class: 16.8% 4 (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 254,294 (ii) shared power to vote or to direct the vote: 241,508 (iii) sole power to dispose or to direct the disposition of: 254,294 (iv) shared power to dispose or to direct the disposition of: 241,508 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported Not applicable. Item 8. Identification and Classification of Members of a Group. Not applicable. Item 9. Dissolution of Group. Not applicable. 5 Item 10. Certification. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Ella Mae Barq April 14, 1999 - ---------------------------------- ----------------------------------------- Ella Mae Barq Date /s/ Chevis C. Swetman April 14, 1999 - ---------------------------------- ----------------------------------------- Chevis C. Swetman Date By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. /s/ Chevis C. Swetman April 14, 1999 - ---------------------------------- ----------------------------------------- Peoples Financial Corporation Date Employee Stock Ownership Plan Chevis C. Swetman, Trustee After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Chevis C. Swetman April 14, 1999 - ---------------------------------- ----------------------------------------- Peoples Financial Corporation Date Employee Stock Ownership Plan Chevis C. Swetman, Trustee 6 The undersigned persons, on April 14, 1999, agree and consent to the joint filing on their behalf of this Schedule 13G in connection with their beneficial ownership of the common stock of Peoples Financial Corporation at December 31, 1998. /s/ Ella Mae Barq April 14, 1999 - ---------------------------------- ----------------------------------------- Ella Mae Barq Date /s/ Chevis C. Swetman April 14, 1999 - ---------------------------------- ----------------------------------------- Chevis C. Swetman Date /s/ Chevis C. Swetman April 14, 1999 - ---------------------------------- ----------------------------------------- Peoples Financial Corporation Date Employee Stock Ownership Plan Chevis C. Swetman, Trustee -----END PRIVACY-ENHANCED MESSAGE-----